I am often asked how I can hypothesize that there may be such an unbelievably large number of counterfeit shares…
Read more…
Opinion on Stock
The recent sharp price decline has not been attributable to any change in perceived or actual fundamentals of…
Read more…
Upfront Caveat
When I launched my research on stock manipulation and the prominent role played by illegal naked shorting, I believed…
Read more…
Investment Overview
Selling something you don’t own seems a pretty alien concept to me. I struggle to find any business models…
Read more…
You Really Don’t Own the Shares that Appear in Your Brokerage Account; They Belong to Cede
Most investors when they buy…
Read more…
Acronyms Used Frequently in This Report
DTCC: The Depository Trust & Clearing Corporation (DTCC) provides clearing and settlement services to the…
Read more…
Overview
In previous blogs I traced the history of stock trading from the 1960s when stock certificates and cash were physically…
Read more…
Introduction
This is the fifth blog in the series that I am writing to describe how illegal naked shorting is used…
Read more…
Introduction
I worked on Wall Street as an analyst for nearly 40 years and was involved in the stock market on…
Read more…
Clearing and Settling of Stock Trades
Most of us when we enter a buy or sell order for a stock give…
Read more…
Investment Perspective
Last week, a manuscript was published in a peer reviewed journal that dealt with blinded results of the phase…
Read more…
Substance of 8-K Regulatory Document
Northwest issued an 8-K today in response to shareholders’ questions about an issue that has been…
Read more…
Investment Consequences of Naked Shorting
Only a motivated enforcement agency with subpoena power and an accompanying powerful enforcement infrastructure can prove…
Read more…